OWR-15951-003 · Partial answer: yes for constant bumps and all couplings; conditional result for bumps of bounded variation

On Fillman's Question for Separable Continuum Fibonacci Operators: Half-Lines for Two Couplings and the High-Energy Fricke–Vogt Invariant

Manuscript 18 October 2026 · Online 18 October 2026

math.SPmath-phmath.DSUnrefereed preprint

Abstract

J. Fillman asked (Oberwolfach Report 46/2017) whether, for the continuum Fibonacci potential \(V_\omega\) built from two bump functions \(f_0,f_1\in L^2[0,1)\) on unit cells, the spectrum of the separable operator \(-\Delta+\lambda_1V_\omega(x)+\lambda_2V_\omega(y)\) on \(L^2(\mathbb{R}^2)\), which is the sum \(\sigma(L_{\lambda_1V_\omega})+\sigma(L_{\lambda_2V_\omega})\) of two one-dimensional spectra, contains a half-line for all \(\lambda_1,\lambda_2>0\). We give a partial answer. For locally constant bumps \(f_j=c_j\chi_{[0,1)}\) the answer is yes for all real \(\lambda_1,\lambda_2\) (Theorem A). For \(\lambda_1=\lambda_2\) this is a theorem of Damanik, Fillman and Gorodetski (J. Funct. Anal. 2021); our proof uses their Proposition 4.2 and their construction of curve pieces as their proof does, together with a two-set version of their abstract Bethe–Sommerfeld lemma; the windows that carry thick Cantor parts of the one-dimensional spectra do not depend on the coupling. For bumps of bounded variation whose difference \(h=f_0-f_1\) is absolutely continuous with \(h'\) of bounded variation we prove that the Fricke–Vogt invariant at energy \(t^2\) is \(\sin^2t\,|h(1)e^{2it}-h(0)|^2/(16t^4)+O(t^{-5})\), with the same error bound for the \(t\)-derivative (Theorem C). If moreover \(h(0)+h(1)\ne0\), this verifies the two hypotheses on the invariant in Proposition 4.2 of Damanik–Fillman–Gorodetski, one of which they name as the main obstacle for general bumps, and the half-line follows for all real couplings (Theorem B). Theorem B is conditional: it assumes the assertion of their Remark 4.25, not proved there, that their construction of the curve pieces and its itinerary property extend to general bumps. Bumps with \(h(0)+h(1)=0\), which include all continuous potentials \(V_\omega\), and all other bumps outside the hypotheses of Theorem B, for instance bumps whose difference is not absolutely continuous, remain open. This is an unrefereed note.

Record

Affiliation
Mercury Software GmbH
Result
Partial answer: yes for constant bumps and all couplings; conditional result for bumps of bounded variation
Categories
math.SP · math-ph · math.DS
Manuscript
18 October 2026
Online release
18 October 2026
Version
1.0
License
Creative Commons Attribution 4.0 International

Files and verification

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Citation

Alper Ferudun, “On Fillman's Question for Separable Continuum Fibonacci Operators: Half-Lines for Two Couplings and the High-Energy Fricke–Vogt Invariant,” EulerSolve Research Papers, OWR-15951-003, 2026. https://doi.org/10.5281/zenodo.23451885.

BibTeX
@misc{Ferudun2026Owr15951003,
  author = {Ferudun, Alper},
  title = {On Fillman's Question for Separable Continuum Fibonacci Operators: Half-Lines for Two Couplings and the High-Energy Fricke–Vogt Invariant},
  year = {2026},
  howpublished = {EulerSolve Research Papers},
  url = {https://eulersolve.org/papers/owr-15951-003/},
  doi = {10.5281/zenodo.23451885},
  note = {OWR-15951-003; unrefereed preprint}
}

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