# Verification report

Manuscript: Critical Points and Local Maxima of Sparse Binary Restricted
Boltzmann Machines. Alper Ferudun, Mercury Software GmbH. Version 1.0,
5 October 2026.

## Accepted mathematical scope

For a finite binary RBM with at least one visible unit, independent finite
real biases and allowed weights, and every hidden degree at most two, the
proof classifies all finite critical points of exact unregularized empirical
log likelihood. Arbitrary empirical laws, repeated hidden neighborhoods,
visible cycles, leaves and isolates are included. Activity is defined by
nonzero hidden weight pairs, not by nonzero aggregate interactions.

The main theorem gives Hessian inertia (R, n+|A|+R, P-n-|A|-2R), where A
is the active pair set and R counts the hidden vertices on inactive pairs
with nonzero score. All finite local maxima are global and all finite
nonglobal critical points are strict saddles. Additional results describe
finite attainment, critical visible laws by effective submodels, and
Morse-Bott versus singular-cone maximizing fibers. Two six-observation
examples distinguish finite attainment with the same support counts and
pairwise support patterns.

The three-input example is a nonstrict saddle, not a local maximum. The
four-input example is a nonglobal nonstrict local maximum for a positive
parity-biased law. The local inequality holds in a full parameter neighborhood.
An explicit finite mixture-model point has higher likelihood, so the
nonglobality assertion does not rely on an unattained boundary optimum.
At parity bias 1/2, the sample has size 32 and the explicit improvement
has likelihood gain at least 3/270400.

## Analytic self audit

The detailed audit addresses the singular parametrization, pair cancellation,
inactive block decoupling, raw-coordinate Hessian congruence, boundary
samples, realization of every active submodel, singular fibers, both sample
examples, the cubic saddle expansion, and the degree-four whole-neighborhood
and finite-improvement inequalities. No mathematical gap was identified
within this scope. The originating researcher accepted the written proof;
no independent human or external-model review is claimed or required.

## Exact checks

The bundled Python checker uses SymPy 1.14.0 and passes 65 exact rational
and symbolic assertions. Finite raw RBM Hessians are computed from hidden
conditional Bernoulli moments separately from the predicted pair-map inertia.
Symmetric congruence elimination and characteristic-polynomial sign counting
agree; the latter applies because the matrices are real symmetric.

Cases include visible-only models, leaves and isolated units, active zero
interactions, positive-negative parallel cancellation, inactive parallel
units, mixed triangles and cycles, the two six-state samples, and the parity
constructions. Rational mixture parameters and all constants in the
degree-four bound are checked. Finite tests do not establish the universal
theorems, exhaustive novelty or proof-assistant formalization.

An initial checker run stopped after ten passes because it attempted to
convert a SymPy Boolean with int. That software error was corrected;
subsequent runs passed 53 and then 65 assertions. The failed source/output
and later outputs are retained in the research dossier and bundled evidence.
No mathematical counterexample was suppressed or failed output overwritten.

## Source coverage and prior work

The canonical source is AIM Boltzmann Machines Problem 5.2, represented by
AIM-PROBABILITY-0013 in frozen UnsolvedMath v1.6.0. It asks a broader
architecture-dependent question. These theorems do not classify all
architectures and do not close that source record.

The degree-one special case is credited to the dataset's upstream partial
attempt. Softplus interaction representation and finite exponential-family
MLE criteria are standard background. Montufar and Rauh, Fienberg and
Rinaldo, Seigal and Montufar, and Montufar's review are credited. Bad RBM
local maxima and parity constructions are already known phenomena. A bounded
primary-source search did not establish novelty or absolute priority for
the exact statements here; neither is claimed.

AI assistance was used in research, derivations, verification code and
manuscript preparation. The author remains responsible for the claims.
This is a self-audited, unrefereed preprint, not a formally verified or
independently peer-reviewed solution.
